PECB Certified ISO 37001 Lead Auditor
Overview:
Introduction:
This program is designed to prepare participants for the certification exam only.
ISO 37001 is the international standard for Anti-Bribery Management Systems (ABMS), designed to help organizations prevent, detect, and respond to bribery risks effectively. It provides a structured approach to implementing anti-bribery controls, ensuring compliance with global regulations and ethical standards. This training program equips participants with the skills and knowledge required to audit anti-bribery management systems in accordance with ISO 37001. It prepares them to lead audits, assess compliance, and enhance corporate governance, ensuring organizations maintain integrity and prevent corruption.
Program Objectives:
By the end of this program, participants will be able to:
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Explore the principles and requirements of ISO 37001 and the role of a lead auditor.
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Develop audit planning, execution, and risk-based assessment skills.
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Conduct interviews, document reviews, and compliance assessments in anti-bribery audits.
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Prepare audit reports and corrective action plans for compliance improvement.
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Prepare for the PECB ISO 37001 Lead Auditor certification exam.
Target Audience:
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Compliance auditors and officers.
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Internal and external auditors.
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Anti-bribery and ethics professionals.
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Risk and governance managers.
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Professionals preparing for the PECB ISO 37001 Lead Auditor certification.
Program Outline:
Unit 1:
ISO 37001 and the Role of an Auditor:
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Overview of ISO 37001 and its objectives.
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Key requirements of an Anti-Bribery Management System (ABMS).
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Roles and responsibilities of a lead auditor.
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Ethics and principles of auditing.
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The importance of independence and impartiality in audits.
Unit 2:
Planning and Preparing for an ISO 37001 Audit:
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Key activities for developing an audit plan and scope.
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Techniques for conducting a risk-based approach to audit planning.
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Audit checklists and documentation methods.
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How to establish communication protocols with auditees.
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How to establish communication protocols with audit teams and stakeholders.
Unit 3:
Conducting an ISO 37001 Audit:
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Techniques for interviewing and evidence gathering.
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Reviewing policies, procedures, and documentation.
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Tools for identifying non-conformities and assessing risks.
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The process of handling challenging audit scenarios effectively.
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Importace of ensuring compliance with ISO 37001 auditing requirements.
Unit 4:
Reporting and Follow-Up on Audit Findings:
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How to prepare clear and concise audit reports.
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Techniques for communicating findings and recommendations to stakeholders.
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Key activities for developing corrective and preventive action plans.
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The role of conducting follow-up audits to verify compliance.
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Importance of ensuring continuous improvement through audit insights.
Unit 5:
Certification Exam Preparation:
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Detailed review of PECB ISO 37001 Lead Auditor exam requirements.
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Review of essential topics and key concepts.
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Sample exam questions and their potential answers.
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Resources and study materials for exam preparation.