ACI Dealing Certificate

Overview

Introduction:

This program is designed to prepare participants for the certification exam only.

The ACI Dealing Certificate is a globally recognized certification designed for financial market professionals, particularly those involved in trading and dealing activities. It provides essential knowledge and skills in areas such as foreign exchange (FX), money markets, derivatives, and risk management. This training program aligns with the standards and ethical practices set by the ACI Financial Markets Association, equipping participants with the expertise to navigate complex market scenarios, manage financial risks, and maintain compliance with industry regulations. 

Program Objectives:

By the end of this program, participants will be able to:

  • Explore the fundamentals of trading and dealing in financial markets.

  • Analyze and manage risks associated with foreign exchange, money markets, and derivatives.

  • Apply ethical standards and best practices in financial market transactions.

  • Interpret and utilize financial market data effectively.

  • Prepare confidently for the ACI Dealing Certificate exam.

Targeted Audience:

  • Traders and dealers in financial markets.

  • Treasury and finance professionals.

  • Risk management personnel.

Program Outline:

Unit: 

Introduction to Financial Markets and Instruments:

  • Overview of foreign exchange (FX) and money markets.

  • Fixed income instruments and interest rate products.

  • Basics of derivatives: forwards, futures, options, and swaps.

  • Key market participants and their roles.

  • The economic and financial factors influencing markets.

Unit 2:

Risk Management in Trading:

• Market risk categories including interest rate risk and currency exposure.

• Risk assessment frameworks supporting trading activities.

• Hedging structures based on financial instruments and derivatives.

• Liquidity and counterparty risk classification within trading operations.

• Value at Risk (VaR) models and their role in trading risk governance.

Unit 3:

Ethical Standards and Market Conduct:

  • ACI’s model code and principles of ethical dealing.

  • Recognizing and addressing market manipulation.

  • How to achieve transparency and accountability.

  • Compliance with regulatory frameworks.

  • Importance of communication in maintaining ethical standards.

Unit 4:

Market Analysis and Data Interpretation:

• Market trend analysis frameworks and analytical tool classifications.

• Financial market data structures and interpretation models.

• Technical analysis components and indicator system logic.

• Price movement patterns and volume analysis structures.

• Macroeconomic indicators and their impact on market dynamics.

Unit 5:

Certification Exam Preparation:

  • Overview of the certification requirements and objectives.

  • Reviewing key topics and concepts covered in the exam.

  • Sample exam questions and their potential answers.

  • Resources and materials for further study.

Note: This program is designed to prepare participants for the certification exam only.