Introduction:

This program is designed to prepare participants for the certification exam only.

ISO 37001 is the international standard for Anti-Bribery Management Systems (ABMS), designed to help organizations prevent, detect, and respond to bribery risks effectively. It provides a structured approach to implementing anti-bribery controls, ensuring compliance with global regulations and ethical standards. This training program equips participants with the skills and knowledge required to audit anti-bribery management systems in accordance with ISO 37001. It prepares them to lead audits, assess compliance, and enhance corporate governance, ensuring organizations maintain integrity and prevent corruption.

Program Objectives:

By the end of this program, participants will be able to:

Explore the principles and requirements of ISO 37001 and the role of a lead auditor.
Develop audit planning, execution, and risk-based assessment skills.
Conduct interviews, document reviews, and compliance assessments in anti-bribery audits.
Prepare audit reports and corrective action plans for compliance improvement.
Prepare for the PECB ISO 37001 Lead Auditor certification exam.

Target Audience:

Compliance auditors and officers.
Internal and external auditors.
Anti-bribery and ethics professionals.
Risk and governance managers.
Professionals preparing for the PECB ISO 37001 Lead Auditor certification.

Program Outline:

Unit 1:

ISO 37001 and the Role of an Auditor:

Overview of ISO 37001 and its objectives.
Key requirements of an Anti-Bribery Management System (ABMS).
Roles and responsibilities of a lead auditor.
Ethics and principles of auditing.
The importance of independence and impartiality in audits.

Unit 2:

Planning and Preparing for an ISO 37001 Audit:

Key activities for developing an audit plan and scope.
Techniques for conducting a risk-based approach to audit planning.
Audit checklists and documentation methods.
How to establish communication protocols with auditees.
How to establish communication protocols with audit teams and stakeholders.

Unit 3:

Conducting an ISO 37001 Audit:

Techniques for interviewing and evidence gathering.
Reviewing policies, procedures, and documentation.
Tools for identifying non-conformities and assessing risks.
The process of handling challenging audit scenarios effectively.
Importace of ensuring compliance with ISO 37001 auditing requirements.

Unit 4:

Reporting and Follow-Up on Audit Findings:

How to prepare clear and concise audit reports.
Techniques for communicating findings and recommendations to stakeholders.
Key activities for developing corrective and preventive action plans.
The role of conducting follow-up audits to verify compliance.
Importance of ensuring continuous improvement through audit insights.

Unit 5:

Certification Exam Preparation:

Detailed review of PECB ISO 37001 Lead Auditor exam requirements.
Review of essential topics and key concepts.
Sample exam questions and their potential answers.
Resources and study materials for exam preparation.

Note: This program is designed to prepare participants for the certification exam only.

PECB Certified ISO 37001 Lead Auditor